Sand Grove Capital Management LLP

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442037708610

  Web

  https://www.sandgrovecapital.com

• Complaints Contact

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442037708610

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Sand Grove Capital Intermediate Ltd

  IRN XXS01266

  • CF4 Partner (23 Oct 2015 to 30 Nov 2019)
• . Sand Grove FRM Limited

  IRN XXS01267

  • CF4 Partner (23 Oct 2015 to 30 Nov 2019)
• Akintunde Akinloye

  IRN AXA01116

  • SMF27 Partner (since 16 May 2022)
• Alexander Barber

  IRN AXB03396

  • [FCA CF] Material risk taker (9 Dec 2019 to 22 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2025)
  • CF30 Customer (10 Jun 2015 to 8 Dec 2019)
  • CF4 Partner (7 Apr 2015 to 30 Nov 2019)
• Annelie Louise Berisford Fearon

  IRN ALP01039

  • [FCA CF] Client dealing (since 28 Feb 2022)
  • [FCA CF] Material risk taker (since 28 Feb 2022)
• Anooj Unarket

  IRN AXU01037

  • SMF27 Partner (9 Dec 2019 to 18 Jul 2022)
  • CF4 Partner (12 Jan 2015 to 8 Dec 2019)
  • CF30 Customer (12 Jan 2015 to 8 Dec 2019)
• Benedict Honey

  IRN BXH61322

  • [FCA CF] Material risk taker (13 Oct 2022 to 19 Mar 2025)
  • [FCA CF] Client dealing (13 Oct 2022 to 19 Mar 2025)
• Charles Rutter

  IRN CXR01526

  • CF4 Partner (19 Mar 2015 to 31 Dec 2016)
  • CF30 Customer (3 Mar 2015 to 24 Jun 2016)
• Christopher James Thomas

  IRN CJT01176

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
  • CF4 Partner (24 Jan 2019 to 30 Nov 2019)
• Daniel Caplan

  IRN DXC01368

  • SMF27 Partner (since 11 Sep 2021)
  • SMF1 Chief Executive (since 11 Sep 2021)

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