Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sand Grove Capital Management LLP
FRN 629106
- [FCA CF] Client dealing (since 28 Feb 2022)
- [FCA CF] Material risk taker (since 28 Feb 2022)
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- SMF27 Partner (25 Mar 2021 to 18 May 2021)
- [FCA CF] Manager of certification employee (10 Dec 2020 to 19 May 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 19 May 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
- CF30 Customer (1 Nov 2007 to 27 Nov 2015)
- CF27 Investment Management (2 Jan 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.