Sand Grove Capital Management LLP

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442037708610

  Web

  https://www.sandgrovecapital.com

• Complaints Contact

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442037708610

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel McLachlan

  IRN DXM03071

  • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
• Daniel McLachlan

  IRN DXM00250

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Devesh Saksena

  IRN DXS00958

  • [FCA CF] Client dealing (since 13 Jun 2025)
  • [FCA CF] Material risk taker (since 15 May 2023)
• Fadi Chamsy

  IRN FJC01037

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Aug 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Aug 2022)
  • CF4 Partner (6 Jul 2016 to 30 Nov 2019)
  • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
• Florent Rene Louis Rouviere

  IRN FRR01005

  • [FCA CF] Material risk taker (since 20 Mar 2025)
  • [FCA CF] Client dealing (since 20 Mar 2025)
• Ian David Newton

  IRN IDN01004

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jan 2024)
  • CF30 Customer (22 Jun 2017 to 8 Dec 2019)
  • CF4 Partner (22 Jun 2017 to 30 Nov 2019)
• Jonathan William Groom

  IRN JWG01036

  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (21 Mar 2016 to 8 Dec 2019)
  • CF4 Partner (21 Mar 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Mar 2016 to 8 Dec 2019)
• Karis Malik

  IRN KXM01760

  • [FCA CF] Client dealing (1 Oct 2021 to 30 Sep 2023)
• Magdalena Kadziolka

  IRN MXK00167

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2024)
• Martha Cary Dudley Gibson

  IRN MCG01121

  • CF30 Customer (14 May 2018 to 30 Sep 2019)

No changes recorded yet.