Jonathan William Groom

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BELGRAVE CAPITAL MANAGEMENT LIMITED
FRN 171646
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2024)
- CF30 Customer (1 Nov 2007 to 18 Mar 2016)
- CF21 Investment Adviser (12 Jun 2003 to 21 Jun 2007)
- CF27 Investment Management (12 Jun 2003 to 31 Oct 2007)
Sand Grove Capital Management LLP
FRN 629106
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (21 Mar 2016 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Mar 2016 to 8 Dec 2019)
- CF4 Partner (21 Mar 2016 to 8 Dec 2019)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF27 Investment Management (1 Dec 2001 to 19 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.