Sand Grove Capital Management LLP

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442037708610

  Web

  https://www.sandgrovecapital.com

• Complaints Contact

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442037708610

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Maxim Langlois

  IRN MXL02361

  • [FCA CF] Material risk taker (since 19 Dec 2025)
  • [FCA CF] Client dealing (since 19 Dec 2025)
• Paul Julian Bramley

  IRN PJB01427

  • CF30 Customer (12 Jan 2015 to 18 Mar 2016)
  • CF11 Money Laundering Reporting (12 Jan 2015 to 18 Mar 2016)
  • CF10 Compliance Oversight (12 Jan 2015 to 18 Mar 2016)
  • CF4 Partner (12 Jan 2015 to 1 Apr 2016)
• Penelope Jane Brudenell-Bruce

  IRN PJB01218

  • SMF27 Partner (9 Dec 2019 to 1 Sep 2021)
  • CF4 Partner (31 Mar 2015 to 8 Dec 2019)
  • CF30 Customer (31 Mar 2015 to 8 Dec 2019)
• Pradipta Kumar

  IRN PXK01585

  • CF30 Customer (10 Apr 2017 to 30 Mar 2018)
  • CF4 Partner (10 Apr 2017 to 15 Nov 2018)
• Ruman Dhaliwal

  IRN RSD01094

  • [FCA CF] Client dealing (since 12 Aug 2025)
  • [FCA CF] Material risk taker (since 12 Aug 2025)
• Simon Alfred Noel Davies

  IRN SXD01173

  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (12 Jan 2015 to 8 Dec 2019)
  • CF30 Customer (12 Jan 2015 to 8 Dec 2019)
  • CF4 Partner (12 Jan 2015 to 8 Dec 2019)
• Thibault Pilette

  IRN TXP00160

  • [FCA CF] Material risk taker (4 Oct 2021 to 5 Jan 2025)
  • [FCA CF] Client dealing (4 Oct 2021 to 5 Jan 2025)
• Thomas Henry Roberts

  IRN THR01012

  • CF4 Partner (13 Jul 2015 to 15 Mar 2016)
  • CF30 Customer (13 Jul 2015 to 15 Mar 2016)
• Usman Waheed

  IRN UXW00010

  • [FCA CF] Client dealing (2 Dec 2022 to 27 Dec 2024)
  • [FCA CF] Material risk taker (2 Dec 2022 to 27 Dec 2024)
• Ying Tao Hodgkinson

  IRN YXT01117

  • [FCA CF] Material risk taker (5 Jan 2023 to 10 Jul 2025)
  • [FCA CF] Client dealing (5 Jan 2023 to 10 Jul 2025)

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