Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 Jan 2025)
    • SMF16 Compliance Oversight (since 16 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2024)
    • SMF3 Executive Director (since 16 Feb 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Apr 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Apr 2021)
    • CF10 Compliance Oversight (21 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Nov 2019 to 8 Dec 2019)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF1 Director (AR) (18 May 2023 to 16 Feb 2024)
    • CF30 Customer (18 May 2023 to 16 Feb 2024)
  • Claret Capital Partners Ltd (no longer approved here)

    FRN 926992

    • Employed By (18 May 2023 to 16 Feb 2024)
  • Sand Grove Capital Management LLP (no longer approved here)

    FRN 629106

    • CF30 Customer (12 Jan 2015 to 18 Mar 2016)
    • CF10 Compliance Oversight (12 Jan 2015 to 18 Mar 2016)
    • CF11 Money Laundering Reporting (12 Jan 2015 to 18 Mar 2016)
    • CF4 Partner (12 Jan 2015 to 1 Apr 2016)
  • Mobeus Equity Partners LLP (no longer approved here)

    FRN 456538

    • CF29 Significant management (14 Jun 2011 to 27 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.