Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Claret Capital Partners Limited
FRN 993228
- [FCA CF] Client dealing (since 20 Jan 2025)
- SMF16 Compliance Oversight (since 16 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2024)
- SMF3 Executive Director (since 16 Feb 2024)
-
FASANARA CAPITAL LTD
FRN 551020
- Director of firm who is not a certification employee or a SMF manager (since 1 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Apr 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 21 Apr 2021)
- CF10 Compliance Oversight (21 Nov 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 Nov 2019 to 8 Dec 2019)
-
- CF1 Director (AR) (18 May 2023 to 16 Feb 2024)
- CF30 Customer (18 May 2023 to 16 Feb 2024)
-
- Employed By (18 May 2023 to 16 Feb 2024)
-
- CF30 Customer (12 Jan 2015 to 18 Mar 2016)
- CF10 Compliance Oversight (12 Jan 2015 to 18 Mar 2016)
- CF11 Money Laundering Reporting (12 Jan 2015 to 18 Mar 2016)
- CF4 Partner (12 Jan 2015 to 1 Apr 2016)
-
- CF29 Significant management (14 Jun 2011 to 27 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.