Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sona Asset Management (UK) LLP
FRN 814191
- [FCA CF] Client dealing (since 4 Aug 2025)
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- [FCA CF] Client dealing (5 Jan 2023 to 10 Jul 2025)
- [FCA CF] Material risk taker (5 Jan 2023 to 10 Jul 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2021)
- CF30 Customer (2 Aug 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.