Yuet Ling Sin Fai Lam

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- [FCA CF] Client dealing (8 Aug 2022 to 4 Dec 2023)
Beauclerc Advisory Services Limited (no longer approved here)
FRN 568437
- CF30 Customer (3 Apr 2017 to 29 Mar 2018)
LK Advisers Limited (no longer approved here)
FRN 510494
- CF30 Customer (5 Sep 2011 to 1 Jul 2015)
BELLECAPITAL UK LIMITED (no longer approved here)
FRN 140948
- CF30 Customer (2 Nov 2010 to 21 Nov 2011)
Man Solutions Limited (no longer approved here)
FRN 185637
- CF30 Customer (3 Dec 2007 to 5 Jun 2009)
Man Fund Management UK Limited (no longer approved here)
FRN 185916
- CF30 Customer (3 Dec 2007 to 5 Jun 2009)
RBC Global Asset Management (UK) Limited (no longer approved here)
FRN 189154
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.