Beauclerc Advisory Services Limited

Date authorised
1 April 2013
Companies House
07759898
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Beauclerc Advisory Services Ltd
    20 North Audley Street
    London
    Westminster
    W1K 6LX
    UNITED KINGDOM
    Phone
    +442039319555
    Web
    https://www.beauclerc.com

  • Complaints Contact

    Beauclerc Advisory Services Ltd
    20 North Audley Street
    London
    Westminster
    W1K 6LX
    UNITED KINGDOM
    Phone
    +442039319555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexandre Jean Julien Zimmermann

    IRN AJZ01004

    • [FCA CF] Client dealing (since 22 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
    • CF1 Director (2 Apr 2012 to 8 Dec 2019)
  • Andrew Popper

    IRN AXP01263

    • CF1 Director (2 Apr 2012 to 2 Oct 2014)
    • CF10 Compliance Oversight (2 Apr 2012 to 2 Oct 2014)
    • CF11 Money Laundering Reporting (2 Apr 2012 to 2 Oct 2014)
    • CF30 Customer (2 Apr 2012 to 16 Apr 2016)
  • Bianka Toneva Dobreva

    IRN BXD00177

    • [FCA CF] Client dealing (since 11 Jul 2022)
  • Christophe Melin

    IRN CXM02119

    • CF1 Director (30 Sep 2014 to 31 Mar 2017)
    • CF30 Customer (2 Apr 2012 to 31 Mar 2017)
  • Edwin Wulfsohn

    IRN EXW01208

    • CF2 Non Executive Director (2 Apr 2012 to 3 Mar 2014)
  • Gregory Sollmeyer

    IRN GXS01935

    • CF30 Customer (2 Apr 2012 to 26 Jan 2016)
  • Jean-Philippe Beaumont

    IRN JXB02778

    • [FCA CF] Client dealing (since 22 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (30 Sep 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Sep 2014 to 8 Dec 2019)
    • CF1 Director (30 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
  • Johannes Cornelis Van Niekerk

    IRN JCV01029

    • CF2 Non Executive Director (2 Apr 2012 to 31 Mar 2013)
  • Jonathan Hertz

    IRN JXH02476

    • CF2 Non Executive Director (10 Apr 2013 to 2 Oct 2014)
  • Luca Biolatto

    IRN LXB01858

    • [FCA CF] Client dealing (22 Oct 2020 to 9 Aug 2021)
    • CF30 Customer (5 Jan 2016 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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