Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Beauclerc Advisory Services Limited (no longer approved here)

    FRN 568437

    • CF30 Customer (2 Apr 2012 to 16 Apr 2016)
    • CF1 Director (2 Apr 2012 to 2 Oct 2014)
    • CF10 Compliance Oversight (2 Apr 2012 to 2 Oct 2014)
    • CF11 Money Laundering Reporting (2 Apr 2012 to 2 Oct 2014)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF29 Significant management (22 Oct 2009 to 31 May 2011)
    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.