Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 19 Jun 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
    • CF1 Director (30 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • [FCA CF] Client dealing (22 Oct 2021 to 31 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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