BELGRAVE CAPITAL MANAGEMENT LIMITED

• Principal Place of Business

  Belgrave Capital Management Limited

  1-7 Old Queen Street

  London

  Westminster

  SW1H 9JA

  UNITED KINGDOM

  Phone

  +442073404700

  Web

  https://www.ceresioinvestors.com/belgrave

• Complaints Contact

  1 Old Queen Street

  LONDON

  SW1H 9JA

  UNITED KINGDOM

  Phone

  +442073404700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Emanuele Alberto Musso

  IRN EAM01066

  • CF21 Investment Adviser (30 Jul 2003 to 30 Sep 2005)
• Eugenio Edoardo Attilio Federici

  IRN EEF01009

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 May 2012 to 8 Dec 2019)
• Federico Foglia

  IRN FXF00086

  • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2024)
• Federico Foglia

  IRN FXF01067

  • SMF3 Executive Director (9 Dec 2019 to 10 Oct 2024)
  • CF1 Director (13 Oct 2014 to 8 Dec 2019)
  • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
  • CF2 Non Executive Director (16 Oct 2003 to 1 Oct 2014)
• Francis Joseph Lunn

  IRN FJL01004

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (18 Aug 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Aug 2015 to 8 Dec 2019)
• George Matthew Lee

  IRN GML01065

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
• Giacomo Luca Amedeo Foglia

  IRN GLF01024

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (3 Nov 2014 to 8 Dec 2019)
• Giulio Marchi

  IRN GXM01233

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2003)
• Ishtaj Rahman

  IRN IXR01212

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
• James Richard Bennett

  IRN JRB01288

  • CF11 Money Laundering Reporting (24 May 2010 to 21 Oct 2013)
  • CF10 Compliance Oversight (24 May 2010 to 21 Oct 2013)

No changes recorded yet.