James Richard Bennett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marathon Asset Management Limited
FRN 933650
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jun 2021)
- SMF16 Compliance Oversight (since 11 Jun 2021)
- SMF4 Chief Risk (11 Jun 2021 to 10 Mar 2023)
Marathon Asset Management (Services) Limited
FRN 719145
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (9 Mar 2016 to 8 Dec 2019)
BELGRAVE CAPITAL MANAGEMENT LIMITED (no longer approved here)
FRN 171646
- CF11 Money Laundering Reporting (24 May 2010 to 21 Oct 2013)
- CF10 Compliance Oversight (24 May 2010 to 21 Oct 2013)
Argonaut Capital Partners LLP (no longer approved here)
FRN 433809
- CF10 Compliance Oversight (4 Mar 2010 to 28 May 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.