Marathon Asset Management Limited

• Principal Place of Business

  The Floral Building

  27b Floral Street

  London

  WC2E 9DP

  UNITED KINGDOM

  Phone

  +442074972211

  Web

  https://www.marathon.co.uk

• Complaints Contact

  The Floral Building

  27b Floral Street

  London

  WC2E 9DP

  UNITED KINGDOM

  Phone

  +442074972211

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Duffy

  IRN AXD01735

  • [FCA CF] Manager of certification employee (since 1 Apr 2026)
  • [FCA CF] Client dealing (since 28 Jun 2021)
• Alice Wanyi Li

  IRN AXL00629

  • [FCA CF] Client dealing (since 13 Nov 2023)
• Anna Evelyn Troup

  IRN AEB01041

  • Director of firm who is not a certification employee or a SMF manager (1 Oct 2022 to 4 Jan 2026)
• Benedict Sunderland

  IRN BXS01136

  • [FCA CF] Manager of certification employee (since 27 Mar 2023)
  • [FCA CF] Client dealing (since 28 Jun 2021)
• Benjamin Slingsby

  IRN BTS01022

  • [FCA CF] Client dealing (since 25 Mar 2025)
• Brian Gammell Ivory

  IRN BGI01006

  • SMF9 Chair of the Governing Body (11 Jun 2021 to 31 Mar 2022)
  • SMF12 Chair of the Remuneration Committee (11 Jun 2021 to 31 Mar 2022)
• Charles Richard Carter

  IRN CRC01038

  • SMF1 Chief Executive (since 1 Oct 2022)
  • [FCA CF] Client dealing (since 18 Jun 2021)
  • SMF3 Executive Director (since 11 Jun 2021)
• Claire Prince

  IRN CXP00324

  • [FCA CF] Material risk taker (since 9 Aug 2021)
• David Coldwells Stewart

  IRN DCS01049

  • SMF9 Chair of the Governing Body (26 Apr 2022 to 10 Aug 2023)
  • Director of firm who is not a certification employee or a SMF manager (28 Jun 2021 to 10 Aug 2023)
• Dianna Gonzales-Burdin

  IRN DXG00536

  • Director of firm who is not a certification employee or a SMF manager (since 10 Apr 2024)

No changes recorded yet.