Date authorised
11 June 2021
Companies House
12131578
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Floral Building
    27b Floral Street
    London
    WC2E 9DP
    UNITED KINGDOM
    Phone
    +442074972211
  • Complaints Contact

    The Floral Building
    27b Floral Street
    London
    WC2E 9DP
    UNITED KINGDOM
    Phone
    +442074972211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Justin Hill

    IRN EJH01028

    • [FCA CF] Manager of certification employee (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 28 Jun 2021)
  • Fahad Iqbal Siddiqi

    IRN FIS01007

    • [FCA CF] Client dealing (28 Jun 2021 to 15 Oct 2021)
  • Gregory Patrick Finke

    IRN GPF01018

    • [FCA CF] Client dealing (28 Jun 2021 to 30 Nov 2022)
  • Ian Edward Deacon

    IRN IED01003

    • [FCA CF] Manager of certification employee (since 1 Apr 2026)
    • [FCA CF] Client dealing (since 28 Jun 2021)
  • James John Beveridge

    IRN JJB01063

    • [FCA CF] Material risk taker (since 10 Mar 2023)
    • SMF2 Chief Finance (11 Jun 2021 to 10 Mar 2023)
  • James Richard Bennett

    IRN JRB01288

    • SMF16 Compliance Oversight (since 11 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jun 2021)
    • SMF4 Chief Risk (11 Jun 2021 to 10 Mar 2023)
  • Joe Martin Diment

    IRN JMD01305

    • SMF1 Chief Executive (1 Oct 2022 to 31 Dec 2025)
    • SMF3 Executive Director (11 Jun 2021 to 31 Dec 2025)
  • Jordane Romain Guillot

    IRN JRG01188

    • [FCA CF] Client dealing (28 Jun 2021 to 31 Jan 2026)
  • Kai Chen

    IRN KXC00221

    • [FCA CF] Client dealing (17 Jan 2022 to 27 Feb 2026)
  • Laura Michelle Fyfe

    IRN LXF00070

    • [FCA CF] Client dealing (since 24 Oct 2022)

Recent activity

Updates to this firm's record on the FCA register.

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