Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marathon Asset Management (Services) Limited (no longer approved here)

    FRN 719145

    • SMF9 Chair of the Governing Body (26 Apr 2022 to 10 Aug 2023)
  • Marathon Asset Management Limited (no longer approved here)

    FRN 933650

    • SMF9 Chair of the Governing Body (26 Apr 2022 to 10 Aug 2023)
    • Director of firm who is not a certification employee or a SMF manager (28 Jun 2021 to 10 Aug 2023)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF2 Non Executive Director (30 Mar 2015 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF2 Non Executive Director (9 Mar 2015 to 18 Sep 2017)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF27 Investment Management (30 Jul 2003 to 8 Jul 2005)
    • CF3 Chief Executive (1 Dec 2001 to 8 Jul 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 8 Jul 2005)
    • CF1 Director (1 Dec 2001 to 8 Jul 2005)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF1 Director (14 May 2002 to 8 Jul 2005)
    • CF3 Chief Executive (1 Dec 2001 to 8 Jul 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 8 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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