Andrew Charles Whiting

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Katamaran Capital LLP

    FRN 1001140

    • SMF16 Compliance Oversight (since 11 Mar 2024)
    • SMF27 Partner (since 11 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2024)
    • [FCA CF] Client dealing (since 23 Jan 2024)
  • Ronit Capital LLP (no longer approved here)

    FRN 593541

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Dec 2023)
    • SMF27 Partner (9 Dec 2019 to 1 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2024)
    • CF4 Partner (17 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (9 Apr 2013 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (13 Jul 2010 to 16 Aug 2010)
  • TENAX CAPITAL LIMITED (no longer approved here)

    FRN 407394

    • CF30 Customer (3 Nov 2009 to 4 Jun 2010)
  • Oceanwood Capital Management LLP (no longer approved here)

    FRN 450391

    • CF30 Customer (1 Nov 2007 to 15 Dec 2008)
    • CF26 Customer Trading (31 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.