Date authorised
23 January 2024
Companies House
OC445729
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Thayer Street
    London
    Westminster
    W1U 2QN
    UNITED KINGDOM
    Phone
    +4402045927956
  • Complaints Contact

    20 Thayer Street
    London
    Westminster
    W1U 2QN
    UNITED KINGDOM
    Phone
    +4402045927956

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Brummer and Partners (UK) Ltd

    IRN XXB01089

    • SMF27 Partner (since 23 Jan 2024)
  • Andrew Charles Whiting

    IRN ACW01143

    • SMF27 Partner (since 11 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2024)
    • SMF16 Compliance Oversight (since 11 Mar 2024)
    • [FCA CF] Client dealing (since 23 Jan 2024)
  • Fraser Robert McIntyre

    IRN FRM01022

    • SMF16 Compliance Oversight (23 Jan 2024 to 13 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Jan 2024 to 13 Feb 2024)
  • Humza Khan

    IRN HXK00315

    • [FCA CF] Client dealing (since 1 Oct 2025)
  • Jesper Hjorth Bremholm

    IRN JXB01597

    • [FCA CF] Client dealing (since 2 Dec 2024)
  • Priyanthan Kodeeswaran

    IRN PXK01079

    • SMF27 Partner (since 23 Jan 2024)
    • [FCA CF] Client dealing (since 23 Jan 2024)
  • Saim Saeed

    IRN SXS00769

    • [FCA CF] Client dealing (23 Jun 2025 to 12 Aug 2025)
  • Simon Felix Schafer

    IRN SFS01025

    • SMF27 Partner (since 16 Feb 2026)
    • [FCA CF] Client dealing (since 21 Jan 2026)
  • Vijay Anand Chandrasekaran

    IRN VAC01021

    • [FCA CF] Client dealing (23 Jun 2025 to 29 Sep 2025)
  • Zhancheng Li

    IRN ZXL01024

    • [FCA CF] Client dealing (since 23 Jan 2024)
    • SMF27 Partner (since 23 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

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