Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (23 Jan 2024 to 13 Feb 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Jan 2024 to 13 Feb 2024)
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- [FCA CF] Client dealing (6 May 2021 to 29 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.