Date authorised
1 April 2013
Companies House
OC318491
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office F09
    Thorncroft Manor
    Thorncroft Drive
    Leatherhead
    Surrey
    KT22 8JB
    UNITED KINGDOM
    Phone
    +442077585500
  • Complaints Contact

    Office F09
    Thorncroft Manor
    Thorncroft Drive
    Leatherhead
    United Kingdom
    KT22 8JB
    UNITED KINGDOM
    Phone
    +442077585500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Oceanwood Capital Services Limited

    IRN XXO01019

    • SMF27 Partner (9 Dec 2019 to 24 Feb 2025)
    • CF4 Partner (10 Aug 2006 to 8 Dec 2019)
  • Andrew Alexander Ross Baker

    IRN AAB01064

    • SMF27 Partner (26 Jun 2020 to 22 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
  • Andrew Charles Dick

    IRN ACD01053

    • SMF27 Partner (26 Jun 2020 to 22 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
    • CF30 Customer (15 Mar 2019 to 8 Dec 2019)
  • Andrew Charles Whiting

    IRN ACW01143

    • CF30 Customer (1 Nov 2007 to 15 Dec 2008)
    • CF26 Customer Trading (31 Aug 2007 to 31 Oct 2007)
  • Andrew David Waugh

    IRN ADW01067

    • [FCA CF] Material risk taker (1 May 2020 to 13 Aug 2021)
    • SMF27 Partner (24 Mar 2020 to 13 Aug 2021)
    • CF11 Money Laundering Reporting (23 Sep 2010 to 5 May 2014)
    • CF4 Partner (2 Mar 2009 to 3 Apr 2017)
  • Antoine Herve Chabanne

    IRN AHC01070

    • CF30 Customer (12 Dec 2018 to 8 Dec 2019)
  • Ariadne Velissaropoulos

    IRN AXV01090

    • CF4 Partner (2 Mar 2009 to 1 Aug 2010)
  • Callie Roxanne Ferguson

    IRN CRF01032

    • CF4 Partner (5 Mar 2009 to 1 May 2010)
  • Christopher Reginald Gate

    IRN CRG01026

    • CF30 Customer (1 Nov 2007 to 2 Jan 2018)
    • CF3 Chief Executive (10 Aug 2006 to 2 Jan 2018)
    • CF4 Partner (10 Aug 2006 to 1 Jan 2019)
    • CF8 Apportionment and Oversight (10 Aug 2006 to 31 Oct 2007)
    • CF27 Investment Management (10 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Aug 2006 to 31 Oct 2007)
  • David Shlosberg

    IRN DXS02082

    • CF30 Customer (17 Jun 2010 to 20 Sep 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.