Pello Capital Limited

• Principal Place of Business

  C/O Adam Henry Stephens (IP No. 9748) and Mark Christopher Ford (IP No. 9521)

  Evelyn Partners LLP

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Magnus Page

  IRN AMP01153

  • CF21 Investment Adviser (5 Feb 2007 to 30 Mar 2007)
• Adam Michael Dziubinski

  IRN AMD01142

  • CF30 Customer (1 Nov 2007 to 29 Nov 2013)
  • CF22 Investment Adviser (Trainee) (7 Mar 2007 to 31 Oct 2007)
• Andrew Frangos

  IRN AXF01255

  • CF30 Customer (1 Nov 2007 to 22 Aug 2018)
  • CF8 Apportionment and Oversight (5 Feb 2007 to 31 Oct 2007)
  • CF3 Chief Executive (5 Feb 2007 to 22 Aug 2018)
  • CF27 Investment Management (5 Feb 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
  • CF1 Director (5 Feb 2007 to 22 Aug 2018)
• Andrew John Frederick Houchin

  IRN AJH01507

  • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
  • CF21 Investment Adviser (21 Sep 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 21 Sep 2007)
• Benjamin De Forest-Brown

  IRN BXD01569

  • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 1 Jan 2022)
  • [FCA CF] Client dealing (1 Jan 2021 to 1 Jan 2022)
  • CF30 Customer (24 Nov 2018 to 8 Dec 2019)
• Benjamin Russell Turner

  IRN BRT00008

  • CF30 Customer (6 Aug 2015 to 8 Aug 2016)
• Callum Hill

  IRN HXC01174

  • 13. Giving personal recommendations on and dealing with derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Client dealing (since 1 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
  • [FCA CF] Manager of certification employee (since 1 Jan 2021)
  • CF30 Customer (25 Jul 2016 to 8 Dec 2019)
• Christopher Anthony Hill

  IRN CAH01105

  • CF1 Director (5 Feb 2007 to 13 Aug 2007)
  • CF21 Investment Adviser (5 Feb 2007 to 13 Aug 2007)
  • CF27 Investment Management (5 Feb 2007 to 13 Aug 2007)
• Christopher Peter Timothy Maule

  IRN CPM01103

  • CF30 Customer (1 Nov 2007 to 16 Sep 2016)
  • CF22 Investment Adviser (Trainee) (8 Mar 2007 to 31 Oct 2007)
• Clifford Fry

  IRN CXF01082

  • CF11 Money Laundering Reporting (27 Feb 2012 to 19 May 2016)
  • CF10 Compliance Oversight (27 Feb 2012 to 19 May 2016)

• UK Bond Network Limited (no longer appointed)

  FRN 607717 · Appointed 25 Sep 2013 · Until 16 Sep 2016

• Covalence Asset Management Ltd (no longer appointed)

  FRN 502550 · Appointed 19 Jun 2009 · Until 1 Apr 2011

• Cornhill Fund Management LLP (no longer appointed)

  FRN 490859 · Appointed 31 Oct 2008 · Until 28 Oct 2009

No changes recorded yet.