Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (12 Aug 2016 to 8 Dec 2019)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • CF30 Customer (6 Aug 2015 to 8 Aug 2016)
  • SI Capital Ltd (no longer approved here)

    FRN 230687

    • CF30 Customer (16 Jan 2014 to 11 Sep 2014)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF30 Customer (21 Sep 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.