TURNER POPE INVESTMENTS (TPI) LTD

• Principal Place of Business

  3 Queen Street

  London

  W1J 5PA

  UNITED KINGDOM

  Phone

  +4402036570050

  Web

  https://www.turnerpope.com

• Complaints Contact

  3 Queen Street

  London

  W1J 5PA

  UNITED KINGDOM

  Phone

  +4402036570050

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Newell Thacker

  IRN ANT00004

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
• Barnaby Gray

  IRN BXG01079

  • CF30 Customer (18 Jan 2017 to 8 Dec 2019)
• Barry Russell Gibb

  IRN BRG01008

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Benjamin Russell Turner

  IRN BRT00008

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (12 Aug 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
• Bradly Martin Ronan

  IRN BMR01045

  • CF30 Customer (18 Jan 2018 to 16 Mar 2018)
• Christopher Bell

  IRN CXB00845

  • [FCA CF] Client dealing (since 17 Aug 2023)
• Christopher Charles Gordon

  IRN CCG01019

  • CF30 Customer (20 Dec 2017 to 13 Apr 2018)
• Christopher James Kipling

  IRN CJK01073

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Feb 2023)
  • CF30 Customer (30 Nov 2018 to 8 Dec 2019)
• Christopher James Townsend

  IRN CXT00290

  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Apr 2022 to 31 Oct 2022)
• Christopher Townsend

  IRN CXT00267

  • [FCA CF] Manager of certification employee (1 Nov 2021 to 31 Oct 2022)

No changes recorded yet.