TURNER POPE INVESTMENTS (TPI) LTD

• Principal Place of Business

  3 Queen Street

  London

  W1J 5PA

  UNITED KINGDOM

  Phone

  +4402036570050

  Web

  https://www.turnerpope.com

• Complaints Contact

  3 Queen Street

  London

  W1J 5PA

  UNITED KINGDOM

  Phone

  +4402036570050

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Craig Tedore

  IRN CXT00284

  • [FCA CF] Significant management (since 10 Jan 2022)
• Daniel Lee Harris

  IRN DXH01515

  • [FCA CF] Significant management (since 28 Mar 2022)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Darcie O'Meara

  IRN DXO00133

  • [FCA CF] Client dealing (6 Oct 2022 to 28 Feb 2023)
• David Diable

  IRN DXD01116

  • CF30 Customer (27 Feb 2018 to 8 Dec 2019)
• David Fullerton Eels

  IRN DFE01005

  • CF30 Customer (19 Oct 2018 to 30 Sep 2019)
• Declan Leesham Shahbazi

  IRN DXS21792

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2024)
  • CF30 Customer (11 Oct 2019 to 8 Dec 2019)
• Emily Margaret Nichols Durham

  IRN EMD01060

  • CF30 Customer (8 Sep 2016 to 12 Sep 2017)
• Guy Alexander McDougall

  IRN GAM01191

  • [FCA CF] Client dealing (since 4 Nov 2025)
• Guy Richard Peters

  IRN GRP01034

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2021)
  • CF30 Customer (18 Aug 2017 to 8 Dec 2019)
• James David Pope

  IRN JDP00032

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2023)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2022)
  • CF1 Director (12 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Aug 2016 to 8 Dec 2019)

No changes recorded yet.