TURNER POPE INVESTMENTS (TPI) LTD

• Principal Place of Business

  3 Queen Street

  London

  W1J 5PA

  UNITED KINGDOM

  Phone

  +4402036570050

  Web

  https://www.turnerpope.com

• Complaints Contact

  3 Queen Street

  London

  W1J 5PA

  UNITED KINGDOM

  Phone

  +4402036570050

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Warrant

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeremy David Hughes

  IRN JDH00045

  • [FCA CF] Client dealing (9 Mar 2020 to 2 Nov 2021)
  • CF30 Customer (6 Oct 2016 to 1 Mar 2019)
• Keith Robert Michael Swann

  IRN KRS01051

  • CF30 Customer (8 Jan 2018 to 19 Jul 2018)
• Kyriacos Panayides

  IRN KXP01317

  • CF30 Customer (21 Dec 2017 to 8 Dec 2019)
• Lewis Richard Jones

  IRN LRJ01009

  • CF30 Customer (1 Mar 2018 to 23 Jul 2019)
• Michael John McNamara

  IRN MJM01211

  • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2024)
  • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
• Neill Carl Elloy

  IRN NCE01020

  • SMF3 Executive Director (9 Dec 2019 to 20 Nov 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Sep 2023)
  • CF30 Customer (22 Sep 2016 to 8 Dec 2019)
  • CF1 Director (22 Sep 2016 to 8 Dec 2019)
• Nicholas Jack Ansell

  IRN NJA01094

  • CF30 Customer (3 Jan 2018 to 10 Sep 2019)
• Oliver Thompson

  IRN OXT00064

  • [FCA CF] Client dealing (since 30 Jan 2024)
• Richard Charles Alexander D'Rosario

  IRN RXD21791

  • CF30 Customer (11 Oct 2019 to 8 Dec 2019)
• Rik Carter

  IRN RXC00303

  • [FCA CF] Significant management (15 Mar 2022 to 17 Jan 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Mar 2022)

No changes recorded yet.