Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 20 Oct 2025)
  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • [FCA CF] Client dealing (8 Oct 2024 to 16 Jan 2025)
  • TURNER POPE INVESTMENTS (TPI) LTD (no longer approved here)

    FRN 739104

    • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2024)
    • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF30 Customer (1 Nov 2007 to 23 Jun 2017)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
    • CF26 Customer Trading (31 Jul 2007 to 31 Oct 2007)
    • CF1 Director (31 Jul 2007 to 22 Nov 2016)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF26 Customer Trading (30 Jun 2006 to 31 Jul 2007)
    • CF21 Investment Adviser (30 Jun 2006 to 29 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.