Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Optiva Securities Limited
FRN 181192
- [FCA CF] Client dealing (since 20 Oct 2025)
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- [FCA CF] Client dealing (8 Oct 2024 to 16 Jan 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 20 May 2024)
- CF30 Customer (1 Aug 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 23 Jun 2017)
- CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
- CF26 Customer Trading (31 Jul 2007 to 31 Oct 2007)
- CF1 Director (31 Jul 2007 to 22 Nov 2016)
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- CF26 Customer Trading (30 Jun 2006 to 31 Jul 2007)
- CF21 Investment Adviser (30 Jun 2006 to 29 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.