David Diable

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HOBART CAPITAL MARKETS LLP
FRN 593186
- [FCA CF] Client dealing (since 9 Dec 2020)
- CF1 Director (AR) (25 May 2022 to 10 Nov 2025)
- CF30 Customer (25 May 2022 to 10 Nov 2025)
BOSH LIMITED (no longer approved here)
FRN 973454
- Employed By (25 May 2022 to 10 Nov 2025)
TURNER POPE INVESTMENTS (TPI) LTD (no longer approved here)
FRN 739104
- CF30 Customer (27 Feb 2018 to 8 Dec 2019)
Xconnect Trading Limited (no longer approved here)
FRN 403317
- CF30 Customer (1 Nov 2007 to 31 Jan 2014)
- CF21 Investment Adviser (29 Aug 2006 to 31 Oct 2007)
- CF26 Customer Trading (29 Aug 2006 to 31 Oct 2007)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF21 Investment Adviser (28 Jul 2004 to 27 Jul 2006)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF26 Customer Trading (19 Sep 2002 to 22 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.