James David Pope

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TURNER POPE INVESTMENTS (TPI) LTD

    FRN 739104

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2022)
    • CF30 Customer (12 Aug 2016 to 8 Dec 2019)
    • CF1 Director (12 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Aug 2016 to 8 Dec 2019)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • CF30 Customer (14 Apr 2015 to 10 Aug 2016)
  • SI Capital Ltd (no longer approved here)

    FRN 230687

    • CF30 Customer (16 Apr 2014 to 11 Sep 2014)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF30 Customer (17 Mar 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.