SI Capital Ltd

• Principal Place of Business

  SI Capital Ltd.

  46 Bridge Street

  Godalming

  Surrey

  GU7 1HL

  UNITED KINGDOM

  Phone

  +4401483413500

  Web

  https://www.sicapital.co.uk

• Complaints Contact

  SI Capital Ltd.

  46 Bridge Street

  Godalming

  Surrey

  GU7 1HL

  UNITED KINGDOM

  Phone

  +4401483413500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan James Gunn

  IRN AJG01427

  • [FCA CF] Client dealing (4 Mar 2021 to 5 Jul 2022)
  • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 5 Jul 2022)
  • CF30 Customer (14 Dec 2017 to 8 Dec 2019)
• Alexander James Oattes

  IRN AXO00192

  • [FCA CF] Client dealing (15 Jun 2022 to 24 Aug 2023)
  • [FCA CF] Functions requiring qualifications (15 Jun 2022 to 24 Aug 2023)
• Andrew Newell Thacker

  IRN ANT00004

  • CF30 Customer (24 May 2011 to 22 Sep 2017)
• Barry Harrison-Fudge

  IRN BXF01098

  • CF30 Customer (1 Nov 2007 to 28 Oct 2016)
  • CF21 Investment Adviser (11 Aug 2004 to 31 Oct 2007)
• Benjamin Russell Turner

  IRN BRT00008

  • CF30 Customer (16 Jan 2014 to 11 Sep 2014)
• Clive Antony Coate

  IRN CAC01075

  • CF30 Customer (16 Oct 2014 to 18 Feb 2016)
• Clive Peter Gunther

  IRN CPG01033

  • CF2 Non Executive Director (6 Apr 2004 to 5 Oct 2009)
• David Andrew Cockbill

  IRN DAC01119

  • CF30 Customer (13 Sep 2013 to 6 Dec 2017)
• Edmund Charles Frederick Shaw

  IRN ECS01012

  • CF30 Customer (21 Jun 2016 to 6 Dec 2017)
• Edward James

  IRN EXJ01167

  • [FCA CF] Material risk taker (4 Jan 2022 to 5 Jun 2025)
  • [FCA CF] Significant management (4 Jan 2022 to 5 Jun 2025)

No changes recorded yet.