SI Capital Ltd

• Principal Place of Business

  SI Capital Ltd.

  46 Bridge Street

  Godalming

  Surrey

  GU7 1HL

  UNITED KINGDOM

  Phone

  +4401483413500

  Web

  https://www.sicapital.co.uk

• Complaints Contact

  SI Capital Ltd.

  46 Bridge Street

  Godalming

  Surrey

  GU7 1HL

  UNITED KINGDOM

  Phone

  +4401483413500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ethan Gortler

  IRN EXG01418

  • CF30 Customer (4 Feb 2017 to 29 Apr 2019)
• Fraser Ian Moyes

  IRN FIM01004

  • [FCA CF] Client dealing (8 Feb 2024 to 5 Aug 2024)
  • [FCA CF] Functions requiring qualifications (8 Feb 2024 to 5 Aug 2024)
• Gerrard Hall

  IRN GXH01232

  • [FCA CF] Client dealing (4 Mar 2021 to 24 Aug 2023)
  • CF30 Customer (29 Jan 2019 to 8 Dec 2019)
• Graeme Spencer Taylor Dickson

  IRN GSD00013

  • CF21 Investment Adviser (6 Apr 2004 to 24 Jul 2007)
• Gregory William Mahoney

  IRN GWM01062

  • [FCA CF] Client dealing (4 Mar 2021 to 19 Apr 2024)
  • CF30 Customer (25 Sep 2017 to 8 Dec 2019)
• HAROLD ALAN JOHN NORWOOD

  IRN HAN01013

  • [FCA CF] Client dealing (8 Feb 2024 to 5 Aug 2024)
  • [FCA CF] Functions requiring qualifications (8 Feb 2024 to 5 Aug 2024)
• Henry Thomas

  IRN HXT01350

  • CF30 Customer (25 Jan 2017 to 22 Sep 2017)
• Jake Nixon

  IRN JXN01420

  • CF30 Customer (19 Nov 2014 to 18 Feb 2016)
• James David Pope

  IRN JDP00032

  • CF30 Customer (16 Apr 2014 to 11 Sep 2014)
• Jeremy David Hughes

  IRN JDH00045

  • CF30 Customer (15 Jul 2014 to 11 Sep 2014)

No changes recorded yet.