Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 22 Nov 2022)
    • CF1 Director (AR) (since 22 Nov 2022)
    • (1)Employed By (since 22 Nov 2022)
  • Optiva Securities Limited (no longer approved here)

    FRN 181192

    • [FCA CF] Material risk taker (4 Jan 2022 to 28 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 28 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 28 Jun 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 28 Jun 2022)
    • CF30 Customer (25 May 2010 to 6 Nov 2018)
  • Pello Capital Limited (no longer approved here)

    FRN 449720

    • CF30 Customer (19 Nov 2008 to 1 Jan 2010)
  • SI Capital Ltd (no longer approved here)

    FRN 230687

    • CF21 Investment Adviser (6 Apr 2004 to 24 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.