SI Capital Ltd

• Principal Place of Business

  SI Capital Ltd.

  46 Bridge Street

  Godalming

  Surrey

  GU7 1HL

  UNITED KINGDOM

  Phone

  +4401483413500

  Web

  https://www.sicapital.co.uk

• Complaints Contact

  SI Capital Ltd.

  46 Bridge Street

  Godalming

  Surrey

  GU7 1HL

  UNITED KINGDOM

  Phone

  +4401483413500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Gray Levinson

  IRN JGL01039

  • [FCA CF] Client dealing (27 Jan 2021 to 19 Oct 2023)
  • CF30 Customer (14 May 2019 to 8 Dec 2019)
• Liam Parcell

  IRN LXP00265

  • [FCA CF] Client dealing (since 20 Jul 2022)
• Mark Oliver Allen

  IRN MOA01011

  • CF30 Customer (1 Nov 2007 to 17 Nov 2015)
  • CF22 Investment Adviser (Trainee) (11 Apr 2007 to 31 Oct 2007)
• Martin Lampshire

  IRN MXL01205

  • CF30 Customer (1 Oct 2016 to 20 Feb 2017)
• Marvin Marcell Rufus

  IRN MMR01051

  • CF30 Customer (11 Jun 2009 to 25 Feb 2011)
• Maurizio Castiello

  IRN MXC01447

  • SMF3 Executive Director (since 4 Nov 2025)
  • SMF16 Compliance Oversight (since 9 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Sep 2025)
• Michael Iwan Rhys Carr Shotton

  IRN MIS01084

  • [FCA CF] Client dealing (12 Dec 2023 to 16 Jan 2025)
  • [FCA CF] Functions requiring qualifications (12 Dec 2023 to 16 Jan 2025)
• Miranda Jones

  IRN MXJ00305

  • [FCA CF] Material risk taker (15 Jun 2022 to 17 Sep 2025)
• Nicholas Michael Briers

  IRN NMB01035

  • [FCA CF] Client dealing (4 Mar 2021 to 16 Jan 2025)
  • CF30 Customer (29 Jan 2019 to 8 Dec 2019)
• Nicholas Robert Seth Emerson

  IRN NRE00004

  • [FCA CF] Client dealing (since 4 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Apr 2007 to 8 Dec 2019)
  • CF1 Director (17 Apr 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Aug 2004 to 31 Oct 2007)

No changes recorded yet.