SI Capital Ltd

• Principal Place of Business

  SI Capital Ltd.

  46 Bridge Street

  Godalming

  Surrey

  GU7 1HL

  UNITED KINGDOM

  Phone

  +4401483413500

  Web

  https://www.sicapital.co.uk

• Complaints Contact

  SI Capital Ltd.

  46 Bridge Street

  Godalming

  Surrey

  GU7 1HL

  UNITED KINGDOM

  Phone

  +4401483413500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel Terence Blake

  IRN NTB00021

  • CF30 Customer (1 Nov 2007 to 5 Oct 2009)
  • CF21 Investment Adviser (6 Apr 2004 to 31 Oct 2007)
• Philip Wilson Scott

  IRN PWS01043

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Mar 2021)
  • [FCA CF] Client dealing (since 4 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (20 Jan 2015 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
• Renato Carlos Rufus

  IRN RCR00013

  • [FCA CF] Client dealing (since 5 Feb 2021)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 23 Mar 2011)
  • CF1 Director (6 Apr 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Apr 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Apr 2004 to 23 Mar 2011)
  • CF21 Investment Adviser (6 Apr 2004 to 31 Oct 2007)
  • CF3 Chief Executive (6 Apr 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (6 Apr 2004 to 31 Oct 2007)
• Richard Jonathan Faithfull

  IRN RJF01180

  • CF30 Customer (11 Dec 2013 to 11 Sep 2014)
• Richard Raymond Rufus

  IRN RRR01023

  • CF30 Customer (11 Jun 2009 to 25 Feb 2011)
• Rupert Edward Williams

  IRN REW01045

  • CF30 Customer (18 Oct 2013 to 13 Feb 2015)
• Sam Lomanto

  IRN SXL14485

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF3 Executive Director (since 1 Nov 2025)
  • [FCA CF] Client dealing (since 15 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 15 Feb 2021)
  • CF30 Customer (1 May 2019 to 8 Dec 2019)
• Sandra Helen Glen

  IRN SHG01012

  • CF30 Customer (4 Feb 2017 to 30 Oct 2018)
• Sarbjot Sehmbi

  IRN SXS23461

  • [FCA CF] Functions requiring qualifications (12 Apr 2023 to 18 Oct 2023)
  • [FCA CF] Client dealing (12 Apr 2023 to 18 Oct 2023)
• Thomas Stuart Starkey

  IRN TSS01024

  • CF2 Non Executive Director (6 Apr 2004 to 5 Oct 2009)

No changes recorded yet.