Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SI Capital Ltd
FRN 230687
- [FCA CF] Client dealing (since 5 Feb 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Sep 2025)
- CF30 Customer (1 Nov 2007 to 23 Mar 2011)
- CF1 Director (6 Apr 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (6 Apr 2004 to 31 Oct 2007)
- CF3 Chief Executive (6 Apr 2004 to 8 Dec 2019)
- CF21 Investment Adviser (6 Apr 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (6 Apr 2004 to 23 Mar 2011)
- CF10 Compliance Oversight (6 Apr 2004 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.