Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
SI Capital Ltd
FRN 230687
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- SMF3 Executive Director (since 1 Nov 2025)
- [FCA CF] Client dealing (since 15 Feb 2021)
- [FCA CF] Functions requiring qualifications (since 15 Feb 2021)
- CF30 Customer (1 May 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.