Fraser Ian Moyes

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Voyager Asset Management Ltd

    FRN 917243

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
    • [FCA CF] Client dealing (since 1 Oct 2024)
  • SI Capital Ltd (no longer approved here)

    FRN 230687

    • [FCA CF] Client dealing (8 Feb 2024 to 5 Aug 2024)
    • [FCA CF] Functions requiring qualifications (8 Feb 2024 to 5 Aug 2024)
  • Optiva Securities Limited (no longer approved here)

    FRN 181192

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Jan 2024)
    • CF30 Customer (15 Oct 2018 to 8 Dec 2019)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (1 Nov 2007 to 15 Oct 2018)
    • CF27 Investment Management (5 Apr 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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