Guy Richard Peters

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TURNER POPE INVESTMENTS (TPI) LTD (no longer approved here)

    FRN 739104

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2021)
    • CF30 Customer (18 Aug 2017 to 8 Dec 2019)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF1 Director (19 Aug 2014 to 16 Mar 2015)
    • CF3 Chief Executive (19 Aug 2014 to 16 Mar 2015)
    • CF30 Customer (13 Jun 2013 to 16 Mar 2015)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (8 Mar 2013 to 22 Mar 2013)
  • Shore Capital and Corporate Limited (no longer approved here)

    FRN 146629

    • CF30 Customer (1 Nov 2007 to 20 Apr 2010)
    • CF1 Director (7 Jul 2004 to 18 Apr 2007)
    • CF23 Corporate Finance Adviser (7 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.