Nicholas Rees

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cambridge Associates Limited

    FRN 474331

    • [FCA CF] Manager of certification employee (since 3 Oct 2025)
    • [FCA CF] Client dealing (since 1 Feb 2022)
  • BLU Family Office Limited (no longer approved here)

    FRN 796721

    • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2021)
    • CF10 Compliance Oversight (4 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Apr 2018 to 8 Dec 2019)
    • CF1 Director (4 Apr 2018 to 8 Dec 2019)
  • Absolute Return Partners LLP (no longer approved here)

    FRN 221250

    • CF30 Customer (26 Apr 2018 to 8 Dec 2019)
    • CF1 Director (AR) (24 Jul 2017 to 3 Apr 2018)
    • CF3 Chief Executive (22 Jul 2014 to 9 Apr 2018)
    • CF4 Partner (1 Sep 2005 to 20 Apr 2018)
    • CF27 Investment Management (8 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Feb 2004 to 31 Oct 2007)
  • Blu Family Office Limited (no longer approved here)

    FRN 710784

    • Employed By (16 May 2016 to 3 Apr 2018)
  • Quartet Capital Partners LLP (no longer approved here)

    FRN 502242

    • CF30 Customer (30 Oct 2009 to 18 Mar 2013)
    • CF28 Systems and controls (30 Oct 2009 to 9 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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