BLU Family Office Limited

• Principal Place of Business

  Blu Family Office

  15 Little Green

  Richmond

  Richmond Upon Thames

  TW9 1QH

  UNITED KINGDOM

  Phone

  +4402081661223

  Web

  https://www.blu-im.com

• Complaints Contact

  Blu Family Office

  15 Little Green

  Richmond

  Richmond Upon Thames

  TW9 1QH

  UNITED KINGDOM

  Phone

  +4402081661223

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christian Armbruester

  IRN CXA01094

  • 10. Broker fund adviser
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 29 Nov 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2024 to 27 Jan 2025)
  • SMF16 Compliance Oversight (4 Sep 2024 to 27 Jan 2025)
  • CF1 Director (4 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
• Christina Foster

  IRN CXF00447

  • [FCA CF] Client dealing (since 9 Dec 2025)
• Doris Sommavilla

  IRN DXS02984

  • CF30 Customer (10 Jan 2019 to 1 Jul 2020)
• Hendricus Cornelius Kras

  IRN HCK01015

  • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2020)
  • CF1 Director (4 Apr 2018 to 8 Dec 2019)
• James Hammond

  IRN JXH00877

  • [FCA CF] Client dealing (15 Apr 2022 to 1 Aug 2023)
• Johaum Christophe Dominik Von Eynern

  IRN JCE01031

  • SMF3 Executive Director (9 Dec 2019 to 20 Apr 2020)
  • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • CF1 Director (4 Apr 2018 to 8 Dec 2019)
• Marie Redron

  IRN MXR87830

  • SMF1 Chief Executive (since 7 Feb 2023)
  • SMF3 Executive Director (since 27 Jan 2022)
  • SMF16 Compliance Oversight (since 27 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Michael Needley

  IRN MXN01084

  • SMF9 Chair of the Governing Body (since 22 Feb 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Nicholas Rees

  IRN NXR01094

  • SMF16 Compliance Oversight (9 Dec 2019 to 29 Oct 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Oct 2021)
  • SMF3 Executive Director (9 Dec 2019 to 29 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2021)
  • CF11 Money Laundering Reporting (4 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Apr 2018 to 8 Dec 2019)
  • CF1 Director (4 Apr 2018 to 8 Dec 2019)
• Thomas Francis Tardif

  IRN TXT15667

  • SMF3 Executive Director (26 Jan 2022 to 14 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2022)
  • CF30 Customer (4 Jun 2019 to 8 Dec 2019)

• Doris Sommavilla (no longer appointed)

  FRN 827384 · Appointed 30 Nov 2018 · Until 31 Jul 2020

No changes recorded yet.