Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 10. Broker fund adviser
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Nov 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2024 to 27 Jan 2025)
    • SMF16 Compliance Oversight (4 Sep 2024 to 27 Jan 2025)
    • CF1 Director (4 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • Absolute Return Partners LLP (no longer approved here)

    FRN 221250

    • CF30 Customer (10 Aug 2015 to 3 Apr 2018)
    • CF3 Chief Executive (AR) (10 Aug 2015 to 3 Apr 2018)
  • Blu Family Office Limited (no longer approved here)

    FRN 710784

    • Employed By (10 Aug 2015 to 3 Apr 2018)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.