Prudential Distribution Limited

• Principal Place of Business

  10 Fenchurch Avenue

  London

  EC3M 5AG

  UNITED KINGDOM

  Phone

  +440800000000

  Web

  https://www.mandg.com/pru/

• Complaints Contact

  5 Central Way

  Kildean Business Park

  Stirling

  FK8 1FT

  UNITED KINGDOM

  Phone

  +4403456710110

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daryl Richardson

  IRN DXR00191

  • [FCA CF] Significant management (17 Aug 2020 to 1 Nov 2023)
• David Blackman

  IRN DXB00120

  • CF30 Customer (7 May 2013 to 7 Jun 2013)
• David John Beckett

  IRN DJB01543

  • CF30 Customer (11 Jan 2012 to 25 Jan 2013)
• David John Belsham

  IRN DJB01324

  • CF29 Significant management (1 Nov 2007 to 16 Jul 2014)
  • CF17 Significant Mgt (Other Business Operations) (22 Sep 2006 to 31 Oct 2007)
  • CF19 Significant Mgt (Financial Resources) (8 Jan 2004 to 22 Sep 2006)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Jan 2004)
• David Kenneth Watson

  IRN DKW01016

  • SMF11 Chair of the Audit Committee (6 Nov 2020 to 23 Feb 2022)
• David Nancarrow

  IRN DXN01381

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (19 Oct 2018 to 8 Dec 2019)
• David Powell

  IRN DXP00058

  • CF30 Customer (28 Nov 2011 to 26 Apr 2013)
• David Powers

  IRN DXP02304

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2023 to 27 Jul 2024)
• David Roy Macmillan

  IRN DXM01506

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 2 Mar 2022)
  • CF29 Significant management (6 Jun 2017 to 8 Dec 2019)
• David Ruler

  IRN DPR01073

  • CF30 Customer (9 Jul 2013 to 9 Sep 2013)

• Columbus One Ltd (no longer appointed)

  FRN 467136 · Appointed 25 Apr 2007 · Until 1 Feb 2008

No changes recorded yet.