Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- SMF16 Compliance Oversight (since 7 Feb 2025)
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Prudential International Assurance Plc
FRN 170672
- SMF16 Compliance Oversight (since 11 Sep 2023)
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Prudential Pensions Limited
FRN 110434
- SMF16 Compliance Oversight (since 10 Dec 2018)
- [FCA CF] Material risk taker (2 Feb 2023 to 29 Apr 2024)
- CF10 Compliance Oversight (19 Oct 2018 to 9 Dec 2018)
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The Prudential Assurance Company Limited
FRN 139793
- SMF16 Compliance Oversight (since 10 Dec 2018)
- [FCA CF] Material risk taker (2 Feb 2023 to 29 Apr 2024)
- CF10 Compliance Oversight (19 Oct 2018 to 9 Dec 2018)
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Prudential Lifetime Mortgages Limited
FRN 119350
- SMF3 Executive Director (since 21 Nov 2022)
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Prudential Distribution Limited
FRN 194709
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (19 Oct 2018 to 8 Dec 2019)
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (19 Oct 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.