David Roy Macmillan

• Investment Funds Direct Limited (no longer approved here)

  FRN 114432

  • SMF3 Executive Director (11 Mar 2021 to 30 Sep 2022)
• M&G ADVICE PARTNERS LIMITED (no longer approved here)

  FRN 584256

  • SMF7 Group Entity Senior Manager (11 Mar 2021 to 30 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 11 Mar 2021)
  • CF1 Director (29 Nov 2017 to 8 Dec 2019)
  • CF29 Significant management (6 Jun 2017 to 29 Nov 2017)
• M&G Alternatives Investment Management Limited (no longer approved here)

  FRN 122011

  • [FCA CF] Significant management (16 Jul 2020 to 30 Sep 2022)
• M & G Securities Limited (no longer approved here)

  FRN 122057

  • [FCA CF] Significant management (16 Jul 2020 to 30 Sep 2022)
• M & G Financial Services Limited (no longer approved here)

  FRN 122058

  • [FCA CF] Significant management (16 Jul 2020 to 30 Sep 2022)
• Prudential Pensions Limited (no longer approved here)

  FRN 110434

  • SMF18 Other Overall Responsibility (13 Feb 2020 to 30 Sep 2022)
  • CF29 Significant management (1 Aug 2018 to 9 Dec 2018)
  • CF1 Director (6 Jun 2017 to 1 Aug 2018)
• M&G Investment Management Limited (no longer approved here)

  FRN 119328

  • SMF18 Other Overall Responsibility (13 Feb 2020 to 30 Sep 2022)
• Prudential Lifetime Mortgages Limited (no longer approved here)

  FRN 119350

  • SMF18 Other Overall Responsibility (13 Feb 2020 to 30 Sep 2022)
  • CF1 Director (6 Jun 2017 to 24 May 2018)
• The Prudential Assurance Company Limited (no longer approved here)

  FRN 139793

  • SMF18 Other Overall Responsibility (13 Feb 2020 to 30 Sep 2022)
  • CF29 Significant management (6 Jun 2017 to 9 Dec 2018)
• Prudential Distribution Limited (no longer approved here)

  FRN 194709

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 2 Mar 2022)
  • CF29 Significant management (6 Jun 2017 to 8 Dec 2019)

No changes recorded yet.