David Ruler

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 18 Jun 2024)
    • CF1 Director (AR) (since 17 Jun 2024)
    • CF30 Customer (since 17 Jun 2024)
  • David Ruler Financial Planning Limited

    FRN 1013173

    • Employed By (since 17 Jun 2024)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Jun 2024)
    • CF30 Customer (17 Apr 2018 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (9 Sep 2013 to 25 Apr 2018)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (9 Jul 2013 to 9 Sep 2013)
  • Star Financial Planning Limited (no longer approved here)

    FRN 213326

    • CF30 Customer (26 May 2013 to 12 Jun 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (4 Jun 2010 to 2 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.