Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 8 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (since 13 Sep 2023)
    • CF30 Customer (since 26 Jun 2023)
    • [FCA CF] Client dealing (since 10 May 2023)
    • [FCA CF] Functions requiring qualifications (10 May 2023 to 13 Sep 2023)
    • (1)Employed By (since 26 Jun 2023)
    • (3)Employed By (4 Sep 2020 to 4 May 2023)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • [FCA CF] Client dealing (4 Sep 2020 to 4 May 2023)
    • CF30 Customer (4 Sep 2020 to 4 May 2023)
    • Appointed representative dealing with clients for which they require qualification (4 Sep 2020 to 4 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (16 Jul 2015 to 6 Jul 2018)
  • Ryley Wealth Management Ltd (no longer approved here)

    FRN 416770

    • (20)Employed By (16 Jul 2015 to 6 Jul 2018)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 15 Jun 2015)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (11 Jan 2012 to 25 Jan 2013)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (27 May 2011 to 15 Nov 2011)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (16 Apr 2010 to 27 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Green & Partners Ltd

  2. controlled function added: (3)Employed By at Alexander Green & Partners Ltd

  3. controlled function added: (1)Employed By at Alexander Green & Partners Ltd