Prudential Distribution Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
10 Fenchurch AvenueLondonEC3M 5AGUNITED KINGDOM- Phone
- +440800000000
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Complaints Contact
5 Central WayKildean Business ParkStirlingFK8 1FTUNITED KINGDOM- Phone
- +4403456710110
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Colin Monks
IRN CWM00007
- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
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Colin Stuart Hamilton
IRN CSH00013
- CF30 Customer (1 Nov 2007 to 31 Oct 2008)
- CF21 Investment Adviser (5 Jan 2005 to 31 Oct 2007)
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Craig Richard Stokes
IRN CRS00033
- CF30 Customer (19 Oct 2016 to 1 Nov 2016)
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Crispin James Hiney
IRN CJH00031
- CF30 Customer (11 Jun 2012 to 9 Sep 2013)
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Daniel Alan Leishman Stewart
IRN DAS01311
- CF30 Customer (30 Nov 2011 to 9 Sep 2013)
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Daniel John Pender
IRN DJP01317
- CF29 Significant management (13 Feb 2015 to 18 Dec 2015)
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Daniella Hair
IRN DMM01153
- CF30 Customer (9 Jul 2013 to 9 Sep 2013)
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Darren Anthony Whitehouse
IRN DAW00041
- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
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Darren Michael Sperring
IRN DMS01176
- CF30 Customer (9 Jul 2013 to 9 Sep 2013)
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Darren Wallis
IRN DXW00085
- CF30 Customer (8 Jan 2013 to 9 Sep 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.