Craig Richard Stokes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SKYBOUND WEALTH MANAGEMENT LIMITED

    FRN 217994

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
    • [FCA CF] Client dealing (since 4 Aug 2025)
    • SMF3 Executive Director (since 1 Aug 2025)
  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • SMF3 Executive Director (28 Aug 2024 to 3 Jun 2025)
    • [FCA CF] Manager of certification employee (22 Aug 2024 to 30 May 2025)
    • [FCA CF] Client dealing (6 Aug 2024 to 30 May 2025)
    • [FCA CF] Functions requiring qualifications (6 Aug 2024 to 30 May 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Manager of certification employee (25 Jan 2024 to 31 May 2024)
    • [FCA CF] Client dealing (29 Mar 2023 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (29 Mar 2023 to 31 May 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Manager of certification employee (25 Jan 2024 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (29 Mar 2023 to 31 May 2024)
    • [FCA CF] Client dealing (29 Mar 2023 to 31 May 2024)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (1 Nov 2016 to 8 Dec 2017)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (19 Oct 2016 to 1 Nov 2016)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF30 Customer (27 Apr 2015 to 18 Oct 2016)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (7 May 2013 to 12 Mar 2015)
  • The Legal Brokerage Limited (no longer approved here)

    FRN 179697

    • (15)Employed By (7 May 2013 to 12 Mar 2015)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF21 Investment Adviser (17 Dec 2002 to 5 Apr 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Dec 2002)
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