Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
    • CF21 Investment Adviser (5 Jan 2005 to 31 Oct 2007)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • CF21 Investment Adviser (6 Jun 2002 to 31 Jul 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • CF21 Investment Adviser (6 Jun 2002 to 31 Jul 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.