Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 13 Apr 2026)
    • CF1 Director (AR) (14 Jan 2021 to 10 Apr 2026)
    • CF30 Customer (14 Jan 2021 to 10 Apr 2026)
    • [FCA CF] Manager of certification employee (1 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 14 Feb 2021)
  • A&G Financial Planning Limited (no longer approved here)

    FRN 938461

    • (1)Employed By (14 Jan 2021 to 10 Apr 2026)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • CF30 Customer (30 Nov 2011 to 9 Sep 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Mar 2010 to 18 Nov 2011)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (25 Aug 2009 to 29 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at A&G Financial Planning Limited

  2. controlled function added: (1)Employed By at A&G Financial Planning Limited