Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Jan 2020)
- CF1 Director (AR) (since 18 Nov 2019)
- CF30 Customer (since 9 Sep 2013)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 9 Dec 2020)
- [FCA CF] Client dealing (10 Dec 2019 to 9 Dec 2020)
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Whitehouse Wealth Management Limited
FRN 916601
- Employed By (since 18 Nov 2019)
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- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
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- CF30 Customer (7 Jun 2010 to 21 Oct 2011)
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- CF30 Customer (1 Mar 2010 to 12 May 2010)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (22 Apr 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.